A notable feature of our business is our high proportion of FSA-regulated clients.
Investment managers, private equity managers, finance houses, broker/dealers, proprietary traders, insurance brokers… all come to Throgmorton seeking the expertise that comes from being at the forefront of the regulatory environment for over a decade.
Significant change has been a constant factor within the regulatory environment during recent times. It is unlikely that the pace of this change will do anything other than increase in years to come. But our clients know that we’ll be there for them with fresh advice, authoritative interpretations and positive implementation plans.
Our Financial Regulation specialists can assist you with:
- Preparation of profit & loss and capital adequacy forecasts for your firm’s FSA application
- Preparation of Pillar 1 capital adequacy calculations and FSA reporting
- Guidance in conducting the Pillar 2 Internal Capital Adequacy Assessment Process (ICAAP)
- Preparation of Pillar 3 capital, risk exposure and risk assessment disclosures
- Advice on the structuring of FSA regulatory capital
- Monitoring of regulatory capital on an ongoing basis
- Completion of FSA financial returns, and FSA related communications
To speak to one of our Financial Regulation experts, call 0207 332 0973 or e-mail any of the following:
Katrina Christensen Ranjan Kumar
Rachel Barker Faher Mahmood
Mark Morgan Adam Shoosmith
Luke Tipper
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"..Most importantly, their team is knowledgeable, efficient and extremely committed to excellent client service.."